| Departments |
|
| Activities |
Depositories
And Custodians Division |
| Fresh
registration of depository/depository participants/custodians. |
30 days -
|
| Renewal of
registration/ cancellation thro surrender of depository/depository
participants/custodians. |
30 days -
|
| Activities |
Foreign
Institutional Investors Division |
| Fresh
registration |
FIIs - 13 days.
Sub-account - 3 days. |
| Renewal of
registration |
FIIs - 5 days.
Sub-account - 3 days. |
| Activities |
Collective
Investment Schemes Division |
| Fresh
registration |
21 Days. |
| Renewal of
registration/ cancellation. |
21 Days. |
| Observations on
the offer documents. |
21 days |
| Activities |
Secondary
Market Department |
| Fresh
registration - Credit Rating Agency |
21 days |
| Fresh
registration - Approved intermediary under Stock Lending Scheme |
21 days |
| Fresh
registration - Brokers |
30 days |
| Fresh
registration - Sub- Brokers |
30 days |
| Rule 4 ( c )
approvals for brokers |
30 days |
| Cancellation/surrender
of broker /sub brokers |
30 days |
| Activities |
Investor
Grievances And Guidance Division |
| Fresh
registration |
Investors
associations - 21 days |
| Renewal of
registraion/ cancellation. |
Investors
associations - 21 days |
| Processing of
applications for release of 1% deposit from stock exchanges |
15 days |
| Processing of
payments to investor associations |
21 days |
| Activities |
Mutual
Funds And Venture Capital Dept. |
| Approval for
Trustees of Mutual Funds |
7 days |
| Applications
for foreign securities / ADRs/GD Rs |
7 days |
| Fresh
registration |
21 days |
| Change in
controlling interest / conversion from close ended to open ended
schemes |
21 days |
| Observations on
the offer documents. |
21 days |
| Activities |
Primary
Market Department |
| Fresh
registration of intermediaries |
21 days |
| Renewal of
registration/ cancellation. |
21 days |
| Observations on
the offer documents. |
21 days from
the date of filing with SEBI. |
| Listing related
issues ( Preferential offers, exemption from Rule 19(2)(b) etc) |
21 days |
| Activities |
Takeovers
Division |
| Observations on
the offer documents. |
21 days from
the date of filing with SEBI |
| Disposal of an
application made u/r 4 (2) |
60 days |
| Examination of
Complaints on alleged violations |
20 days |
| Disposal of a
report submitted u/r 3(4) |
20 days |
| Activities |
All
Divisions |
| Investor
Complaints. |
Investor
complaints which are redressable and fall within the jurisdiction of
SEBI would be taken up by SEBI within 7 days and followed up
vigorously.The complaints which relate to matters falling within the
juirisdiction of SEBI should only be taken up with SEBI at the
appropriate offices of SEBI as given in the Annexure |
